Cong, Lufeng (SFC:AKI549) 叢魯峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2005-06-17 | 2014-05-19 | RO | Dealing in futures contracts | 2014-05-19 | 2017-09-29 | Rep | Dealing in futures contracts | 2020-07-08 | 2020-11-11 | RO | Dealing in futures contracts | 2020-11-11 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2004-06-10 | 2007-05-09 | RO | Dealing in securities | 2007-05-09 | 2017-09-29 | Rep | Advising on securities | 2013-03-22 | 2014-05-19 | RO | Advising on securities | 2014-05-19 | 2017-09-29 | RO | Dealing in futures contracts | 2014-05-19 | 2017-09-29 | Rep | Advising on securities | 2020-07-08 | 2020-11-11 | Rep | Dealing in futures contracts | 2020-07-08 | 2020-11-11 | Rep | Dealing in securities | 2020-07-08 | 2020-11-11 | RO | Advising on securities | 2020-11-11 | RO | Dealing in futures contracts | 2020-11-11 | RO | Dealing in securities | 2020-11-11 |
| 3 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2018-01-16 | 2020-04-06 |
| 4 | GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2018-01-16 | 2018-06-13 | Rep | Dealing in securities | 2018-01-16 | 2018-06-13 | RO | Advising on securities | 2018-06-13 | 2020-04-06 | RO | Dealing in securities | 2018-06-13 | 2020-04-06 |
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