Ip, Yu Pang 葉如鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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|
Organisation |
Role |
Activity |
From |
Until |
| 1 |
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED
|
Rep |
Advising on corporate finance |
|
2004-05-24 |
| 2 |
CHINA MERCHANTS FUTURES (HK) CO., LIMITED
|
Rep |
Advising on futures contracts |
|
2004-05-24 |
| 3 |
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED
|
Rep |
Advising on securities |
|
2004-05-24 |
| 4 |
CHINA MERCHANTS FUTURES (HK) CO., LIMITED
|
Rep |
Asset management |
|
2004-05-24 |
|
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED
|
Rep |
|
|
2004-05-24 |
| 5 |
CHINA MERCHANTS FUTURES (HK) CO., LIMITED
|
Rep |
Automated trading services |
|
2004-05-24 |
|
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED
|
Rep |
|
|
2004-05-24 |
| 6 |
CHINA MERCHANTS FUTURES (HK) CO., LIMITED
|
Rep |
Dealing in futures contracts |
|
2014-09-04 |
|
Soochow Securities International Futures Limited
|
Rep |
|
2014-09-17 |
2019-01-04 |
|
HANTEC FUTURES LIMITED
|
Rep |
|
2019-01-22 |
2019-04-25 |
|
GF FUTURES (HONG KONG) CO., LIMITED
|
Rep |
|
2019-06-18 |
|
| 7 |
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED
|
Rep |
Dealing in securities |
|
2014-09-04 |
|
Soochow Securities International Brokerage Limited
|
Rep |
|
2014-09-17 |
2019-01-04 |
|
HANTEC SECURITIES CO., LIMITED
|
Rep |
|
2019-01-22 |
2019-04-25 |
|
GF Securities (Hong Kong) Brokerage Limited
|
Rep |
|
2019-05-22 |
|
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