Kwong, Oi Ting 鄺藹婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2010-01-14 | 2016-08-31 |
2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2009-11-17 | 2016-08-31 |
3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-09-10 | Rep | Advising on securities | 2004-09-10 | Rep | Asset management | 2004-09-10 | Rep | Dealing in securities | 2005-04-07 |
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