Lai, Lawrence Yeuk Kam 黎若錦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2004-05-31 | Rep | Asset management | 2004-05-31 | Rep | Automated trading services | 2004-05-31 | Rep | Dealing in futures contracts | 2014-09-12 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2004-05-31 | Rep | Advising on securities | 2004-05-31 | Rep | Asset management | 2004-05-31 | Rep | Automated trading services | 2004-05-31 | Rep | Dealing in securities | 2014-09-12 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2020-01-16 | 2021-09-30 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2020-01-16 | 2021-09-30 |
| 5 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-09-29 | 2020-01-03 |
| 6 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-09-29 | 2020-01-03 |
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