Lau, Carmela Yin Mei 劉燕薇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-01-30 | |
| 2 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Asset management | 2004-01-30 | |
| 3 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-01-30 | |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-01-30 | |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2004-01-30 | |
| 6 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Asset management | 2004-01-30 | |
| 7 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-01-30 | |
| 8 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-01-30 | 2005-01-26 |
| 9 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-01-30 | 2005-10-03 |
| 10 | CITIC FRONTIER CHINA RESEARCH LIMITED | Rep | Dealing in securities | 2005-01-26 | 2005-10-03 |
| 11 | HUNG SING FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-12-05 | 2006-06-23 |
| 12 | HUNG SING SECURITIES LIMITED | Rep | Dealing in securities | 2005-12-05 | 2006-06-23 |
| 13 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2006-07-17 | 2014-04-01 |
| 14 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2006-07-17 | 2014-04-01 |
| 15 | HUNG SING SECURITIES LIMITED | Rep | Dealing in securities | 2014-11-25 | 2017-11-20 |
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