Lo, Ka Yiu (SFC:ACU503) 勞家耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2017-08-30 | 2023-09-17 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2009-06-15 | 2013-03-15 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2006-10-19 | 2013-03-15 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-08-30 | 2023-09-17 |
| 5 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2013-03-19 | 2017-08-11 |
| 6 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2013-03-19 | 2017-08-11 | Rep | Dealing in securities | 2023-10-13 |
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