Tse, Sunny Man Ting 謝文廷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-07-03 | 2006-12-06 | Rep | Dealing in securities | 2006-07-03 | 2006-12-06 |
| 2 | BEAR STEARNS HONG KONG LIMITED | Rep | Dealing in futures contracts | 2006-07-03 | 2006-12-06 |
| 3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2009-01-22 | 2012-03-01 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2009-01-22 | 2012-03-01 |
| 5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-09-10 | Rep | Asset management | 2004-09-10 | Rep | Dealing in futures contracts | 2006-06-17 |
| 6 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-09-10 | Rep | Asset management | 2004-09-10 | Rep | Dealing in futures contracts | 2006-06-17 |
| 7 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-09-10 | Rep | Advising on securities | 2004-09-10 | Rep | Asset management | 2004-09-10 | Rep | Dealing in securities | 2006-06-17 |
| 8 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-09-10 | Rep | Advising on securities | 2004-09-10 | Rep | Asset management | 2004-09-10 | Rep | Dealing in securities | 2006-06-17 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy