Wu, Li Jun 吳麗君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2003-09-03 | |
| 2 | Tung Shing Securities (Brokers) Limited | Rep | Advising on securities | 2003-09-03 | |
| 3 | Tung Shing Securities (Brokers) Limited | Rep | Asset management | 2003-09-03 | |
| 4 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2003-09-26 | 2005-06-20 | BOCOM International Holdings Company Limited | Rep | 2005-11-07 | 2006-01-10 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 2006-01-25 | 2008-06-28 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 2008-12-29 | 2014-01-14 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 2015-03-27 |
| 5 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2005-06-20 | BOCOM International Holdings Company Limited | Rep | 2005-06-20 | 2006-01-10 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 2006-01-25 | 2014-01-14 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 2015-03-27 |
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