Yuen, Wai Man (SFC:AQG916) 袁偉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2011-07-04 | 2021-08-06 | Rep | Advising on futures contracts | 2016-02-04 | 2016-04-05 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2011-07-04 | 2021-08-06 |
| 3 | GF International Investment Management Limited | Rep | Dealing in securities | 2021-08-17 | Rep | Asset management | 2021-09-07 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-01-09 | 2010-08-01 | Rep | Leveraged foreign exchange trading | 2008-02-28 | 2010-08-01 | Rep | Advising on futures contracts | 2008-08-14 | 2010-08-01 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-09 | 2010-08-01 |
| 6 | Zhongrong International Futures Co., Limited | Rep | Dealing in futures contracts | 2010-08-10 | 2011-06-27 |
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