Au, Fung Lan 歐鳳蘭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | TIS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2004-01-28 | KINGSWAY CAPITAL LIMITED | Rep | 2004-01-28 | 2005-09-01 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 2004-01-28 | 2005-09-01 | BOCOM International Holdings Company Limited | Rep | 2005-09-01 | 2006-06-01 | BOCOM International Holdings Company Limited | RO | 2006-06-01 | 2008-03-03 | BOCOM International (Asia) Limited | RO | 2007-09-21 | 2008-09-11 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 2009-01-21 | 2009-03-27 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | 2009-03-27 | 2013-01-03 | China Securities (International) Corporate Finance Company Limited | RO | 2013-04-08 |
| 2 | TIS SECURITIES (HK) LIMITED | Rep | Advising on securities | 2004-01-27 | |
| 3 | TIS SECURITIES (HK) LIMITED | Rep | Asset management | 2004-01-27 | |
| 4 | China Securities (International) Corporate Finance Company Limited | Rep | Dealing in securities | 2019-03-15 |
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