Chan, Anna Man 陳敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2016-12-09 | 2018-12-20 | RO | Dealing in futures contracts | 2018-12-20 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2009-04-09 | 2010-08-11 | RO | Dealing in securities | 2010-08-11 | 2014-01-16 | Rep | Dealing in securities | 2015-09-25 | 2016-02-29 | RO | Dealing in securities | 2016-02-29 | RO | Advising on securities | 2022-06-13 |
| 3 | CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | Rep | Dealing in securities | 2014-01-28 | 2014-02-18 | RO | Dealing in securities | 2014-02-18 | 2014-04-09 |
| 4 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-09-17 | 2014-12-12 |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-09-07 | 2008-02-15 |
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