Chau, Wing Hung 周永雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2009-03-18 | 2010-12-06 | RO | Dealing in securities | 2010-12-06 | 2021-03-25 | Rep | Advising on securities | 2013-06-04 | 2021-05-27 | Rep | Dealing in securities | 2021-03-25 | 2021-05-27 |
| 2 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Advising on securities | 2021-06-08 | 2023-05-25 | Rep | Asset management | 2021-08-25 | 2023-05-25 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2008-11-20 | Rep | Dealing in securities | 2008-11-20 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2008-11-20 |
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