Feng, Yu (SFC:AHL497) 豐羽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2005-02-16 | Rep | Asset management | 2005-02-16 | Rep | Automated trading services | 2005-02-16 | Rep | Dealing in futures contracts | 2008-06-28 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Automated trading services | 2005-01-26 | Rep | Advising on corporate finance | 2005-02-16 | Rep | Advising on securities | 2005-02-16 | Rep | Asset management | 2007-09-04 | Rep | Dealing in securities | 2008-06-28 | Rep | Advising on corporate finance | 2005-04-12 | 2008-06-28 | RO | Asset management | 2007-09-04 | 2008-04-01 | Rep | Asset management | 2008-04-01 | 2008-11-25 | RO | Asset management | 2008-11-25 | 2012-07-17 | RO | Advising on securities | 2011-04-07 | 2012-07-17 | RO | Dealing in securities | 2011-04-07 | 2012-07-17 |
| 3 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | RO | Asset management | 2009-03-31 | 2011-08-15 |
| 4 | CMS CAPITAL (HK) CO., LIMITED | RO | Asset management | 2009-08-04 | 2012-09-24 |
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