Shin, Chuck Yin 單婥然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2011-05-16 | 2011-06-20 | RO | Advising on corporate finance | 2011-06-20 | 2014-04-23 |
| 2 | Diligent Capital Limited | Rep | Advising on corporate finance | 2024-01-09 | 2024-01-30 | RO | Advising on corporate finance | 2024-01-30 |
| 3 | EVOLUTION ASIA INVESTMENTS LIMITED | Rep | Advising on corporate finance | 2006-08-01 | |
| 4 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-06-21 | 2009-02-06 |
| 5 | LY CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-07-05 | 2017-09-11 | Rep | Dealing in securities | 2017-07-05 | 2018-01-11 | RO | Advising on corporate finance | 2017-09-11 | 2019-05-26 | RO | Dealing in securities | 2018-01-11 | 2019-05-26 |
| 6 | ORIENT CAPITAL (HONG KONG) LIMITED | RO | Advising on corporate finance | 2014-09-18 | 2017-06-09 |
| 7 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-09-14 | 2017-06-09 |
| 8 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2006-08-11 | 2007-06-01 | Rep | Advising on securities | 2006-09-13 | 2007-06-01 | Rep | Dealing in securities | 2006-09-13 | 2007-06-01 |
| 9 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-06-29 | 2010-03-25 | RO | Advising on corporate finance | 2010-03-25 | 2011-04-05 |
| 10 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-12 | 2011-04-05 |
| 11 | Sunfund Capital Limited | Rep | Advising on corporate finance | 2019-06-14 | 2019-06-26 | RO | Advising on corporate finance | 2019-06-26 | 2022-05-02 |
| 12 | SUNFUND SECURITIES LIMITED | Rep | Dealing in securities | 2019-06-14 | 2022-05-02 |
| 13 | TFI Capital Limited | Rep | Advising on corporate finance | 2022-07-14 | 2022-11-18 | RO | Advising on corporate finance | 2022-11-18 | 2023-10-02 |
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