Tam, Kin Fong 譚建方
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2009-07-27 | 2010-09-13 | RO | Advising on corporate finance | 2010-09-13 | 2012-10-10 |
2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2008-02-21 | 2009-07-04 | Rep | Dealing in securities | 2008-03-06 | 2009-07-04 |
3 | DAKIN CAPITAL LIMITED | RO | Advising on corporate finance | 2016-01-21 | |
4 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-02-17 | 2008-02-11 |
5 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2006-02-17 | 2008-02-11 |
6 | Ping An of China Capital (Hong Kong) Company Limited | RO | Advising on corporate finance | 2012-10-18 | 2016-01-15 |
7 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Advising on corporate finance | 2006-02-13 |
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