Cheung, Shui Fai (SFC:AIF576) 張水輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2009-03-12 | 2013-05-17 |
| 2 | HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-10-15 | |
| 3 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2006-10-10 | 2007-07-01 | Rep | Asset management | 2006-10-10 | 2007-07-01 |
| 4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2007-07-10 | 2008-11-20 | Rep | Dealing in securities | 2007-07-10 | 2008-11-20 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-07-10 | 2008-11-20 | Rep | Dealing in futures contracts | 2007-07-10 | 2008-11-20 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2007-07-10 | 2008-11-20 |
| 7 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2013-05-27 | |
| 8 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2023-11-07 |
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