Choi, Phyllis Ho Yi 蔡可兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2010-03-24 | 2012-07-27 |
| 2 | Great Wall Pan Asia Asset Management Limited | Rep | Advising on securities | 2022-04-06 | 2023-05-10 | Rep | Dealing in securities | 2022-04-06 | 2023-05-10 |
| 3 | Great Wall Pan Asia Corporate Finance Limited | RO | Advising on corporate finance | 2017-07-03 | 2023-05-10 |
| 4 | KINGSTON CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2012-09-05 | 2015-01-30 | RO | Advising on corporate finance | 2015-01-30 | 2015-10-07 |
| 5 | Mason Securities Limited | Rep | Advising on corporate finance | 2007-08-31 | 2008-09-27 | Rep | Dealing in securities | 2007-10-03 | 2008-09-27 |
| 6 | Optima Capital Limited | Rep | Advising on corporate finance | 2009-06-03 | 2010-02-13 | Rep | Dealing in securities | 2009-06-03 | 2010-02-13 |
| 7 | Soochow Securities International Capital Limited | Rep | Advising on corporate finance | 2015-10-26 | 2015-12-09 | RO | Advising on corporate finance | 2015-12-09 | 2017-06-08 |
| 8 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Advising on corporate finance | 2005-09-20 |
| 9 | VC CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-09-29 | 2007-08-07 |
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