Choi, Phyllis Ho Yi 蔡可兒

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 SOUTH CHINA CAPITAL LIMITED Rep Advising on corporate finance 2005-09-20
VC CAPITAL LIMITED Rep 2005-09-29 2007-08-07
Mason Securities Limited Rep 2007-08-31 2008-09-27
Optima Capital Limited Rep 2009-06-03 2010-02-13
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep 2010-03-24 2012-07-27
KINGSTON CORPORATE FINANCE LIMITED Rep 2012-09-05 2015-01-30
KINGSTON CORPORATE FINANCE LIMITED RO 2015-01-30 2015-10-07
Soochow Securities International Capital Limited Rep 2015-10-26 2015-12-09
Soochow Securities International Capital Limited RO 2015-12-09 2017-06-08
Great Wall Pan Asia Corporate Finance Limited RO 2017-07-03 2023-05-10
2 SOUTH CHINA CAPITAL LIMITED Rep Advising on securities 2004-01-12
Great Wall Pan Asia Asset Management Limited Rep 2022-04-06 2023-05-10
3 SOUTH CHINA CAPITAL LIMITED Rep Asset management 2004-01-12
4 Mason Securities Limited Rep Dealing in securities 2007-10-03 2008-09-27
Optima Capital Limited Rep 2009-06-03 2010-02-13
Great Wall Pan Asia Asset Management Limited Rep 2022-04-06 2023-05-10

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