Fong, Hiu Ming 方曉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2011-08-23 | 2013-03-28 |
| 2 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2004-01-05 | Rep | Advising on securities | 2004-01-05 | Rep | Asset management | 2004-01-05 | Rep | Automated trading services | 2004-01-05 | Rep | Dealing in securities | 2009-10-10 |
| 3 | MUFG Securities Asia Limited | Rep | Advising on corporate finance | 2010-12-31 | 2011-04-19 | Rep | Advising on securities | 2010-12-31 | 2011-04-19 | Rep | Dealing in securities | 2010-12-31 | 2011-04-19 |
| 4 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2009-12-23 | 2010-09-22 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-10-12 | 2010-09-22 | Rep | Advising on securities | 2009-12-23 | 2010-09-22 |
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