Ho, Arion Man Yiu 何汶叡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2011-03-21 | 2012-06-07 |
| 2 | Hua Liang Asset Management Limited | Rep | Asset management | 2024-04-23 | |
| 3 | Hua Liang Securities Limited | Rep | Advising on futures contracts | 2024-04-23 | Rep | Advising on securities | 2024-04-23 | Rep | Dealing in futures contracts | 2024-04-23 | Rep | Dealing in securities | 2024-04-23 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-05-29 | 2008-09-29 | Rep | Dealing in securities | 2008-05-29 | 2008-09-29 |
| 5 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-08 | 2009-10-24 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2009-10-24 | Rep | Dealing in securities | 2008-10-10 | 2009-10-24 |
| 7 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-08 | 2009-10-24 |
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