Kam, Yiu Man 甘耀文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2006-02-13 | 2013-04-03 |
2 | CLSA LIMITED | Rep | Advising on corporate finance | 2004-03-16 | Rep | Advising on securities | 2004-03-16 | Rep | Asset management | 2004-03-16 | Rep | Dealing in securities | 2005-09-27 |
3 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2013-04-09 |
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