Lau, Cheuk Yu 劉卓瑜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2013-08-09 | 2017-10-10 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2010-11-01 | 2017-10-10 | Rep | Advising on securities | 2013-06-03 | 2017-10-10 |
| 3 | GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2017-11-17 | 2020-09-11 | Rep | Dealing in securities | 2017-11-17 | 2020-09-11 |
| 4 | KARL THOMSON FINANCIAL ADVISORY LIMITED | Rep | Advising on corporate finance | 2005-09-12 | 2006-04-26 |
| 5 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2005-07-18 | 2006-04-26 |
| 6 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-10-30 | 2010-10-21 |
| 7 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-30 | 2010-10-21 |
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