Liu, Yan (SFC:ARE732) 劉岩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AVALOK CAPITAL LIMITED | Rep | Dealing in securities | 2017-01-04 | 2018-05-14 | Rep | Dealing in securities | 2020-09-18 | 2021-04-30 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2008-06-20 | 2016-10-07 | Rep | Dealing in securities | 2018-06-13 | 2020-05-29 |
| 3 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2021-09-13 |
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