Luo, Xia (SFC:ANQ008) 羅霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2018-08-06 | |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2009-08-19 | |
| 3 | MIDLAND WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2008-11-21 | 2009-07-09 |
| 4 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2006-07-27 | 2008-07-09 |
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