Sung, Wai Yin (SFC:AEZ943) 宋慧燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2014-04-03 | 2016-03-01 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2011-07-20 | 2016-03-01 |
| 3 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2003-08-15 | Rep | Advising on securities | 2003-08-15 | Rep | Asset management | 2003-08-15 | Rep | Dealing in securities | 2003-08-15 |
| 4 | WINTONE SECURITIES LIMITED | Rep | Dealing in securities | 2006-04-04 | 2011-07-05 | Rep | Dealing in futures contracts | 2009-12-15 | 2011-04-08 |
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