Yu, Wai Chiu 茹偉釗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2013-08-06 | 2014-04-11 |
| 2 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2017-04-03 | 2017-06-03 |
| 3 | SPDB International Capital Limited | Rep | Advising on corporate finance | 2017-06-20 | 2018-07-22 |
| 4 | BOSC International Company Limited | Rep | Advising on securities | 2016-11-03 | 2017-03-11 |
| 5 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2017-04-03 | 2017-06-03 |
| 6 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2023-03-24 | 2023-10-05 |
| 7 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2011-06-29 | 2011-07-26 |
| 8 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2011-08-15 | 2014-04-11 |
| 9 | BOSC International Company Limited | Rep | Dealing in securities | 2016-06-23 | 2017-03-11 |
| 10 | China Securities (International) Brokerage Company Limited | Rep | Dealing in securities | 2017-04-03 | 2017-06-03 |
| 11 | China Securities (International) Corporate Finance Company Limited | Rep | Dealing in securities | 2017-04-03 | 2017-06-03 |
| 12 | SPDB International Capital Limited | Rep | Dealing in securities | 2017-06-20 | 2018-07-22 |
| 13 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-03-24 | 2023-10-05 |
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