Zhong, Tianfan 钟天帆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2007-10-12 | 2011-04-01 |
2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2011-07-06 | 2013-02-26 |
3 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2018-10-08 | 2018-11-07 | Rep | Dealing in securities | 2018-10-08 | 2018-11-07 |
4 | Soochow Securities International Capital Limited | Rep | Advising on corporate finance | 2013-07-29 | 2018-08-31 |
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