Sze, Suk Ling 施淑玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA PACIFIC SECURITIES LIMITED | RO | Advising on corporate finance | 2004-11-15 | RO | Advising on securities | 2004-11-15 | RO | Asset management | 2004-11-15 | RO | Dealing in securities | 2013-04-30 |
2 | SINOMAX SECURITIES LIMITED | Rep | Dealing in securities | 2013-07-19 | 2016-05-30 | RO | Dealing in securities | 2016-05-30 | 2021-07-05 | Rep | Dealing in securities | 2021-07-05 |
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