Tso, Fung Yee 曹鳳儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA PACIFIC SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-11-08 | Rep | Advising on securities | 2004-11-08 | Rep | Asset management | 2004-11-08 | Rep | Dealing in securities | 2013-03-28 |
2 | DL BROKERAGE LIMITED | Rep | Dealing in securities | 2014-01-02 | 2014-12-31 |
3 | EVER-LONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-01-15 | |
4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-09-19 | 2013-12-12 |
5 | PHOENIX CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-04-10 | 2013-05-15 |
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