Kwok, Felix Wing Ho 郭永晧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-07-17 | 2014-07-15 | RO | Dealing in futures contracts | 2014-07-15 | 2015-10-20 | Rep | Dealing in futures contracts | 2021-08-27 |
2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2013-08-05 | 2015-10-20 | Rep | Leveraged foreign exchange trading | 2021-08-27 |
3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2021-08-27 | 2021-12-07 | RO | Dealing in securities | 2021-12-07 |
4 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2007-09-14 | 2012-11-16 |
5 | CORNERSTONE ASSET MANAGEMENT LIMITED | RO | Asset management | 2020-05-08 | 2021-01-12 |
6 | CORNERSTONE SECURITIES LIMITED | RO | Dealing in securities | 2016-08-24 | 2021-01-12 | RO | Advising on securities | 2018-02-08 | 2021-01-12 |
7 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2021-08-27 | 2021-12-07 | RO | Dealing in securities | 2021-12-07 |
8 | Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2009-08-06 | 2012-11-15 | Rep | Dealing in securities | 2009-08-06 | 2012-11-15 |
9 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-07-17 | 2009-07-27 | Rep | Dealing in securities | 2012-12-04 | 2015-10-20 | Rep | Dealing in securities | 2021-08-27 | 2021-12-07 | RO | Dealing in securities | 2021-12-07 |
10 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2005-01-31 | 2006-06-25 |
11 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2005-01-31 | 2006-06-25 |
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