Kwong, Kai Hong 鄺啟康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Astrum Capital Management Limited (HK) | RO | Asset management | 2023-12-11 | |
| 2 | CES Commodities (HK) Limited | RO | Dealing in futures contracts | 2006-06-01 | 2016-02-02 |
| 3 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2007-04-20 | 2016-01-25 |
| 4 | CORNERSTONE ASSET MANAGEMENT LIMITED | RO | Asset management | 2018-08-02 | 2020-11-17 |
| 5 | CORNERSTONE SECURITIES LIMITED | RO | Dealing in securities | 2016-06-13 | 2020-11-17 | RO | Advising on securities | 2018-02-08 | 2020-11-17 |
| 6 | Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2007-07-24 | 2012-12-06 | RO | Dealing in securities | 2012-03-13 | 2012-12-06 |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-06-01 | 2012-03-13 | RO | Dealing in securities | 2012-03-13 | 2016-02-02 |
| 8 | INTERCHINA FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-22 | Rep | Asset management | 2003-09-22 | Rep | Dealing in futures contracts | 2004-09-06 |
| 9 | INTERCHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-09-22 | Rep | Advising on securities | 2003-09-22 | Rep | Asset management | 2003-09-22 | Rep | Dealing in securities | 2004-09-06 |
| 10 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-12-15 | 2005-04-13 | RO | Dealing in futures contracts | 2005-04-13 | 2006-05-01 |
| 11 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2004-12-15 | 2006-05-01 |
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