Kwong, Kai Hong 鄺啟康

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 INTERCHINA SECURITIES LIMITED Rep Advising on corporate finance 2003-09-22
Everbright Securities Global (HK) Limited Rep 2007-07-24 2012-12-06
2 INTERCHINA FUTURES LIMITED Rep Advising on futures contracts 2003-09-22
3 INTERCHINA SECURITIES LIMITED Rep Advising on securities 2003-09-22
CORNERSTONE SECURITIES LIMITED RO 2018-02-08 2020-11-17
4 INTERCHINA FUTURES LIMITED Rep Asset management 2003-09-22
INTERCHINA SECURITIES LIMITED Rep 2003-09-22
CORNERSTONE ASSET MANAGEMENT LIMITED RO 2018-08-02 2020-11-17
Astrum Capital Management Limited (HK) RO 2023-12-11
5 INTERCHINA FUTURES LIMITED Rep Dealing in futures contracts 2004-09-06
SOUTH CHINA COMMODITIES LIMITED Rep 2004-12-15 2005-04-13
SOUTH CHINA COMMODITIES LIMITED RO 2005-04-13 2006-05-01
CES Commodities (HK) Limited RO 2006-06-01 2016-02-02
CHINA XIN YONGAN FUTURES COMPANY LIMITED RO 2007-04-20 2016-01-25
6 INTERCHINA SECURITIES LIMITED Rep Dealing in securities 2004-09-06
SOUTH CHINA SECURITIES LIMITED Rep 2004-12-15 2006-05-01
Everbright Securities Investment Services (HK) Limited Rep 2006-06-01 2012-03-13
Everbright Securities Global (HK) Limited RO 2012-03-13 2012-12-06
Everbright Securities Investment Services (HK) Limited RO 2012-03-13 2016-02-02
CORNERSTONE SECURITIES LIMITED RO 2016-06-13 2020-11-17

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