Ling, Ling (SFC:AXL658) 凌玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Advising on futures contracts | 2015-07-29 | 2016-01-15 | Rep | Advising on securities | 2015-07-29 | 2016-01-15 | Rep | Dealing in futures contracts | 2015-07-29 | 2016-01-15 | Rep | Dealing in securities | 2015-07-29 | 2016-01-15 |
| 2 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-06-20 | 2014-08-12 |
| 3 | Haitong Futures Hong Kong Limited | RO | Advising on futures contracts | 2016-07-07 | 2020-01-28 | RO | Dealing in futures contracts | 2016-07-07 | 2020-01-28 |
| 4 | HGNH International Asset Management Co., Limited | Rep | Asset management | 2020-08-13 | |
| 5 | HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2020-03-05 | 2020-06-10 | RO | Dealing in futures contracts | 2020-06-10 |
| 6 | HGNH International Securities Co., Limited | Rep | Dealing in securities | 2020-03-16 |
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