Yau, Tat Cheung 邱達祥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-11-08 | 2014-09-11 | RO | Advising on futures contracts | 2014-06-25 | RO | Dealing in futures contracts | 2014-09-11 |
| 2 | XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2019-04-29 | Rep | Asset management | 2019-04-29 |
| 3 | XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-11-27 | 2023-04-24 | RO | Dealing in securities | 2023-04-24 |
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