Chu, Dickson Yik Sang 朱益生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CTBC Asia Limited | Rep | Advising on securities | 2008-03-27 | 2013-02-01 |
| 2 | CTBC Asia Limited | Rep | Asset management | 2008-03-27 | 2013-02-01 |
| 3 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2003-09-09 | 2003-12-12 |
| 4 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-09 | 2003-12-12 |
| 5 | CTBC Asia Limited | Rep | Dealing in securities | 2004-03-01 | 2008-02-14 |
| 6 | CTBC Asia Limited | RO | Dealing in securities | 2008-02-14 | 2013-02-01 |
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