Wu, Daniel I Kwei 吳一揆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CTBC Asia Limited | RO | Asset management | 2004-01-14 | 2004-03-15 |
| 2 | CTBC Asia Limited | RO | Dealing in securities | 2004-01-14 | 2004-03-15 |
| 3 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Asset management | 2004-08-30 | 2005-03-18 |
| 4 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2004-08-30 | 2005-05-30 |
| 5 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on corporate finance | 2004-10-25 | 2005-05-30 |
| 6 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2004-10-25 | 2005-05-30 |
| 7 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | RO | Advising on corporate finance | 2005-05-30 | 2005-10-07 |
| 8 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | RO | Advising on securities | 2005-05-30 | 2005-10-07 |
| 9 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | RO | Dealing in securities | 2005-05-30 | 2005-10-07 |
| 10 | CTBC Asia Limited | RO | Advising on corporate finance | 2006-03-13 | 2022-08-01 |
| 11 | CTBC Asia Limited | RO | Advising on securities | 2006-03-13 | 2022-08-01 |
| 12 | CTBC Asia Limited | RO | Asset management | 2006-03-13 | 2022-08-01 |
| 13 | CTBC Asia Limited | RO | Dealing in securities | 2006-03-13 | 2022-08-01 |
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