Tsui, Pak Fai 徐碧輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNCB (Hong Kong) Capital Limited | Rep | Asset management | 2013-08-23 | 2016-11-01 | RO | Advising on securities | 2013-10-03 | 2016-11-01 | RO | Dealing in securities | 2016-06-07 | 2016-11-01 |
| 2 | CTBC Asia Limited | Rep | Dealing in securities | 2007-11-20 | 2013-05-25 | Rep | Advising on securities | 2012-04-13 | 2013-05-25 |
| 3 | Duo Asset Management Limited | RO | Asset management | 2017-11-03 | 2022-02-15 | RO | Advising on securities | 2018-11-13 | 2022-02-15 |
| 4 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-04-10 | 2007-11-08 |
| 5 | Golden K2 Securities Limited | RO | Dealing in securities | 2017-03-13 | 2017-07-15 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-06-23 | 2007-03-26 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-05-19 | 2007-03-26 |
| 8 | Ubiquant Asset Management Co., Limited | Rep | Asset management | 2022-09-06 | 2022-09-26 | RO | Asset management | 2022-09-26 | RO | Advising on securities | 2023-05-30 |
| 9 | ZENITH INNOVATION FINANCIAL GROUP LIMITED | RO | Advising on securities | 2022-02-16 | 2022-08-02 | RO | Asset management | 2022-02-16 | 2022-08-02 |
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