Au, Ngai 歐毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHONG HING COMMODITIES AND FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-09-04 | 2015-09-12 | Rep | Dealing in futures contracts | 2015-10-13 | 2018-01-08 |
2 | CHONG HING SECURITIES LIMITED | Rep | Dealing in securities | 2005-05-06 | 2015-09-12 | Rep | Dealing in securities | 2015-10-13 | 2018-01-08 |
3 | JIMEI SECURITIES LIMITED | RO | Dealing in securities | 2018-01-16 |
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