Kwan, Ka Wai (SFC:AXC970) 關家威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2020-01-15 | |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-02-24 | |
| 3 | CHONG HING SECURITIES LIMITED | Rep | Dealing in securities | 2011-04-07 | 2014-10-01 |
| 4 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2016-02-23 | 2018-02-02 |
| 5 | OnePlatform Securities Limited | Rep | Dealing in securities | 2018-04-11 | 2019-11-30 |
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