Lo, Wai Lun (SFC:AVM934) 盧煒燐

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCOM International Securities Limited Rep Advising on futures contracts 2017-01-23 2019-05-27
Guosen Securities (HK) Brokerage Company, Limited Rep 2019-06-11 2019-09-13
2 Hang Tai Asset Management Limited Rep Advising on securities 2021-04-12 2021-09-08
Everbright Securities Investment Services (HK) Limited Rep 2021-09-27 2021-12-17
3 SOUTHWEST SECURITIES (HK) FUTURES LIMITED Rep Dealing in futures contracts 2010-07-21 2010-07-21
CHONG HING COMMODITIES AND FUTURES LIMITED Rep 2012-04-02 2013-08-01
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Rep 2013-08-08 2016-05-15
BOCOM International Securities Limited Rep 2016-05-26 2019-05-27
Guosen Securities (HK) Brokerage Company, Limited Rep 2019-06-11 2019-09-13
CMB INTERNATIONAL FUTURES LIMITED Rep 2019-10-04 2020-10-30
China-Hong Kong Connect International Securities Limited Rep 2021-04-12 2021-09-08
CES Commodities (HK) Limited Rep 2021-09-27 2021-12-17
SINOPAC SECURITIES (ASIA) LIMITED Rep 2021-12-29 2023-05-23
China Securities (International) Brokerage Company Limited Rep 2023-08-07
4 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED Rep Dealing in securities 2010-07-21 2010-07-21
CHONG HING SECURITIES LIMITED Rep 2011-04-12 2013-08-01
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep 2013-08-08 2016-05-15
BOCOM International Securities Limited Rep 2016-05-26 2019-05-27
Guosen Securities (HK) Brokerage Company, Limited Rep 2019-06-11 2019-09-13
CMB International Securities Limited Rep 2019-10-04 2020-10-30
FRONTIER CAPITAL MANAGEMENT LIMITED (HK) Rep 2020-11-24 2021-01-04
China-Hong Kong Connect International Securities Limited Rep 2021-03-29 2021-09-08
Everbright Securities Investment Services (HK) Limited Rep 2021-09-27 2021-12-17
SINOPAC SECURITIES (ASIA) LIMITED Rep 2021-12-29 2023-05-23
China Securities (International) Brokerage Company Limited Rep 2023-08-07
5 Guotai Junan FX Limited Rep Leveraged foreign exchange trading 2013-11-05 2016-05-15

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