Tsoi, Ting Mun 蔡庭滿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2015-05-12 | 2017-11-30 | Rep | Leveraged foreign exchange trading | 2015-08-06 | 2017-11-30 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2015-05-12 | 2017-11-30 | Rep | Asset management | 2017-07-31 | 2017-11-30 |
| 3 | CHONG HING COMMODITIES AND FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-04-23 | 2015-05-01 |
| 4 | CHONG HING SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-10 | 2015-05-01 |
| 5 | Gulf Line Capital Advisors Limited | Rep | Advising on securities | 2018-10-18 | 2019-07-14 | Rep | Asset management | 2018-10-18 | 2019-07-14 |
| 6 | RICHE BRIGHT SECURITIES LIMITED | RO | Dealing in securities | 2020-05-19 | 2021-05-02 |
| 7 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2010-03-04 | 2010-08-26 |
| 8 | Standard Perpetual Securities Limited | RO | Dealing in securities | 2018-04-17 | 2019-07-14 |
| 9 | Towering Securities Limited | Rep | Dealing in securities | 2019-09-25 | 2019-11-22 | RO | Dealing in securities | 2019-11-22 | 2020-05-14 |
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