Wong, Alvin Tin Yam 黃天任
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2017-09-25 | 2018-10-30 | Rep | Dealing in securities | 2017-09-25 | 2018-10-30 | Rep | Advising on futures contracts | 2018-01-09 | 2018-10-30 |
| 2 | CHONG HING SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-15 | 2015-04-06 |
| 3 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-04-20 | 2015-06-24 |
| 4 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-04-20 | 2015-06-24 |
| 5 | Ever-Long Futures Limited | Rep | Dealing in futures contracts | 2018-12-10 | 2019-05-24 | RO | Dealing in futures contracts | 2019-05-24 | 2020-03-13 |
| 6 | EVER-LONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-12-10 | 2020-03-13 |
| 7 | Hope Securities Limited (HK) | RO | Advising on futures contracts | 2022-10-12 | RO | Advising on securities | 2022-10-12 | RO | Asset management | 2022-10-12 | RO | Dealing in futures contracts | 2022-10-12 | RO | Dealing in securities | 2022-10-12 |
| 8 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2015-07-08 | 2017-07-18 | Rep | Dealing in securities | 2015-07-08 | 2017-07-18 |
| 9 | MAGIC COMPASS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-03-24 | 2022-04-30 |
| 10 | MAGIC COMPASS FUTURES LIMITED | RO | Dealing in futures contracts | 2020-04-17 | 2022-04-30 | RO | Advising on futures contracts | 2021-08-12 | 2022-04-30 |
| 11 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2020-03-19 | 2020-04-17 | RO | Dealing in securities | 2020-04-17 | 2022-04-30 | RO | Advising on securities | 2021-03-24 | 2022-04-30 |
| 12 | Tiger Faith Asset Management Limited | Rep | Advising on securities | 2022-05-31 | 2022-07-19 | Rep | Asset management | 2022-05-31 | 2022-08-08 | RO | Advising on securities | 2022-07-19 | 2022-08-08 |
| 13 | Tiger Faith Securities Limited | Rep | Dealing in securities | 2022-05-31 | 2022-07-19 | RO | Dealing in securities | 2022-07-19 | 2022-08-08 |
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