Lau, Iki Pak Yu 劉柏妤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-02-07 | 2015-09-06 |
| 2 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2012-03-06 | 2015-09-06 | Rep | Advising on securities | 2012-05-28 | 2015-09-06 |
| 3 | CHRISTFUND FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-12-22 | 2012-02-27 |
| 4 | CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-22 | 2012-02-27 |
| 5 | CTW SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-16 | 2009-09-18 |
| 6 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-10-08 | 2009-11-23 | Rep | Dealing in futures contracts | 2009-10-30 | 2009-11-23 |
| 7 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2009-02-12 | 2009-04-20 | Rep | Dealing in securities | 2009-02-12 | 2009-04-20 |
| 8 | REALINK FINANCIAL TRADE LIMITED | Rep | Dealing in futures contracts | 2008-04-30 | 2008-12-29 | Rep | Dealing in securities | 2008-04-30 | 2008-12-29 |
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