Lee, Tak Wing (SFC:AAD117) 李德榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2003-07-09 | 2003-08-31 | Rep | Dealing in securities | 2004-12-21 | 2013-08-31 |
| 2 | YUE SHING SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2003-07-08 | RO | Advising on securities | 2003-07-08 | RO | Asset management | 2003-07-08 | RO | Dealing in securities | 2003-07-08 | Rep | Advising on securities | 2003-07-08 | 2003-07-09 | Rep | Dealing in securities | 2003-07-08 | 2003-07-09 |
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