Chang, Moon Sung 張文誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Aspenwood Capital Limited | Rep | Advising on securities | 2024-07-12 | Rep | Asset management | 2024-07-12 |
2 | CAIIS Limited | Rep | Advising on securities | 2009-07-29 | 2018-02-01 | Rep | Dealing in securities | 2009-07-29 | 2018-02-01 |
3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-10-22 | 2022-12-01 |
4 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2008-03-04 | 2009-03-27 | Rep | Dealing in securities | 2008-03-04 | 2009-03-27 |
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