Lee, Lap Fai 李立煇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAIIS Limited | Rep | Advising on securities | 2008-08-04 | 2015-03-26 | Rep | Dealing in securities | 2008-08-04 | 2015-03-26 |
| 2 | Hongkong Bay Asset Management Limited | Rep | Asset management | 2015-04-02 | 2016-04-05 | Rep | Advising on securities | 2015-04-02 | 2016-11-29 | RO | Asset management | 2016-04-05 | 2016-11-29 |
| 3 | Hongkong Bay Securities Limited | Rep | Dealing in securities | 2015-05-14 | 2016-11-29 |
| 4 | Wise Torch Investments Limited | RO | Advising on securities | 2016-11-30 | 2023-12-22 | RO | Asset management | 2016-11-30 | 2023-12-22 |
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