Cheng, Chi Wah (SFC:ABM629) 鄭志華

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Credit Agricole Securities (Asia) Limited Rep Advising on corporate finance 2004-09-24
RBS Asia Securities (Hong Kong) Limited Rep 2005-02-04
2 Credit Agricole Securities (Asia) Limited Rep Advising on securities 2005-03-23
RBS Asia Securities (Hong Kong) Limited Rep 2005-02-04
CCB INTERNATIONAL SECURITIES LIMITED Rep 2014-12-01 2018-02-24
3 Credit Agricole Securities (Asia) Limited Rep Asset management 2004-09-24
RBS Asia Securities (Hong Kong) Limited Rep 2005-02-04
Grey Investment Limited Rep 2012-11-15 2013-05-31
Grey Investment Limited Rep 2018-07-05
4 Credit Agricole Securities (Asia) Limited Rep Dealing in securities 2007-12-28
RBS Asia Securities (Hong Kong) Limited Rep 2005-02-04
PIPER JAFFRAY ASIA SECURITIES LIMITED Rep 2008-01-14 2009-04-01
CGS International Securities Hong Kong Limited Rep 2009-10-08 2012-06-18
RHB SECURITIES HONG KONG LIMITED Rep 2013-06-10 2014-01-26
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep 2014-02-04 2014-11-12
CCB INTERNATIONAL SECURITIES LIMITED Rep 2014-12-01 2018-02-24

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