Kwok, Kam Wai (SFC:AHF789) 郭錦威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EK INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2003-12-03 | |
| 2 | EK INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2004-03-31 | CGS International Securities Hong Kong Limited | Rep | 2004-08-24 |
| 3 | EK INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2004-03-31 | |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-04-21 | 2004-08-06 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-04-21 | 2004-08-06 | CGS International Securities Hong Kong Limited | Rep | 2004-08-16 | 2007-04-20 |
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