Lei, For 利科
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on corporate finance | 2007-06-29 | 2010-10-02 |
| 2 | Apastron Capital Limited | Rep | Advising on corporate finance | 2017-07-27 | 2017-09-04 | Rep | Dealing in securities | 2017-07-27 | 2017-09-04 | RO | Advising on corporate finance | 2017-09-04 | 2019-03-31 | RO | Dealing in securities | 2017-09-04 | 2019-03-31 |
| 3 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2011-04-06 | 2011-11-02 | Rep | Dealing in securities | 2011-04-06 | 2016-10-01 | RO | Advising on corporate finance | 2011-11-02 | 2016-10-01 |
| 4 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-10-25 | 2011-04-01 | Rep | Dealing in securities | 2010-10-25 | 2011-04-01 |
| 5 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-03-05 | 2007-05-28 |
| 6 | MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | Advising on corporate finance | 2003-06-03 | 2005-02-17 | Rep | Advising on securities | 2003-06-03 | 2005-02-17 |
| 7 | WINSOME CAPITAL LIMITED | Rep | Advising on securities | 2019-12-06 | RO | Advising on corporate finance | 2019-12-23 | RO | Dealing in securities | 2019-12-23 |
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