Li, Kai Yu 李啟宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2004-10-05 | 2017-02-07 | Rep | Dealing in securities | 2004-10-19 | 2007-12-01 | RO | Advising on securities | 2017-02-07 | 2019-07-12 |
| 2 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2003-12-03 | |
| 3 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on securities | 2004-01-28 | 2004-10-04 |
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